Related Features
Direct Advisory Suite is a connected toolkit spanning proposal creation, investment research, investment planning, and more.
Enterprise Analytics Software
Spot trends, gain insights, and see the big picture of your business with a suite of dashboards that show firmwide activity.
Firmwide Visibility
See ground-level activity for your advisors and better understand the quality, scope, and volume of your firm’s advice. Dashboards surface valuable data such as the percentage of proposals that may pose a regulatory risk, month-over-month trends in proposal volume, a breakdown of the most frequently proposed asset classes, and much more.
Compliance Dashboard
Stay prepared for audits with spot checks on firm-generated proposals.
An at-a-glance look at risk from regulations such as the US SEC Marketing Rule, the Department of Labor Rollover Rule, or Canada’s Client-Focused Reforms.
Compliance teams can customize parameters to ensure the dashboard aligns with the nuances of their programs.
Business Insights Dashboard
Maintain and strengthen your selection of investment products. Metrics show the evolution of your firm’s client relationships and investment recommendations.
Performance Dashboard
Monitor great advice as your firm grows.
See who the best advisors are, who they serve, and what they sell. You can identify strengths and areas of opportunity with benchmarks that show how advisors perform against the industry or their peers.