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Make Compliance Your Competitive Advantage

Financial professionals who adhere to global regulations not only mitigate risk, but open the door to new opportunities. We provide solutions to regulatory requirements so you can be efficient and effective while unpacking the competitive advantages of meeting them.


Find the Right Regulation for Your Region

We’ve Got You Covered Across Your Core Regulatory Requirements

CAPITAL ADEQUACY

Prove that you can deploy
capital strategically

Banks and insurers need to know you have enough on balance sheets to avoid capital risk. Our portfolio look-through capabilities help you demonstrate that you have the agency to deploy capital in strategic ways.

INVESTOR PROTECTION

Deliver conflict-free advice to stand out
from the competition

Achieve transparency so your clients know exactly what they’re paying for. Our portfolio look-through and risk capabilities help you explain how a portfolio lines up with your client’s preferences and goals.

SUSTAINABILITY

Stay informed in an ever-
changing landscape

As sustainable investing gains prominence across global markets, there’s new pressure to demonstrate how investments affect people, planet, and profits. Our reporting solutions help you keep up with emerging global standards.

RELATED REGULATIONS
RELATED REGULATIONS
RELATED REGULATIONS

Find the Regulatory Resources Most Relevant to Your Business


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Transform compliance into competitive advantage


DECISION GUIDE

Morningstar’s Guide to the EU Action Plan


WEBINAR

What Compliance Executives Must Know About SEC & FINRA Regulations


WEBINAR

The Final DOL Fiduciary Rule: Essential Insights for Advisory Firms