Get a Free Demo of Morningstar’s Client-Focused Reforms Solutions
Stay ahead of changing Canadian regulations with Morningstar. In a personal 30-minute consultation, you’ll get answers to your CFR questions and explore how Morningstar fits into your compliance process.
All your compliance needs, all in Morningstar Advisor Workstation.
Know Your Customer (KYC)
Measure investor risk capacity and risk tolerance, creating personalised portfolios for each client across your book of business.
Know Your Product (KYP)
Simplify investment research, due diligence, and
decision-making with data you can trust.
Investment Suitability
Unite regulatory workflows for KYP and KYC.
Evaluate and Compare a Reasonable Range of Alternatives
Screen your product shelf
for a reasonable range of alternatives.
Select suitable investments with a built-in audit trail to show how you met regulatory requirements.
Power confident investment decisions with
world-class data, research, and ratings.
Match Clients to Suitable Investments
Document investor goals to match investment strategy
with financial objectives.
Show clients how their investments line up with their risk profile with
the Portfolio Risk Score.
Build and Maintain a Competitive Product Shelf
In Morningstar Direct, you can create and monitor your product shelf with custom performance reporting.
Identify an investment’s true sources of risk using Morningstar Direct’s forward-looking analysis.
